BANK NEW YORK MELLON CORP

CUSIP: 64058100 Class: COMMON STOCK

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 9,831 Value ($000) $396 Avg Close — Range —
Q4 2014
Shares 1,907 Value ($000) $4,822 Avg Close — Range —
Q3 2014
Shares 14,413 Value ($000) $558 Avg Close — Range —
Q2 2014
Shares 12,616 Value ($000) $472,855 Avg Close — Range —